Transactions Monitoring Officer

Who we are

We are a global wealth-tech company powering the next generation of trading. We deliver cutting-edge centralised trading solutions and robust B2B financial infrastructure. Our proprietary trading platform offers clients seamless access to stocks, ETFs, bonds, futures, options, swaps, funds, and currency pairs- all within a single, multi-currency account.

We believe in the boundless flow of capital and information. Whilst developing EXANTE, we saw technology as a means to improve global connectivity of the financial services industry. Over the years, we have earned a reputation for providing superior service and for getting the results our clients and customers want.

Most importantly, people have come to know us for our technological insights and focus on privacy. Our inspiration stems from the talent and ambition of our clients. We are offering an ecosystem of financial products and services that would provide the most tailored assistance to traders.

Our culture

Everything at EXANTE starts with our people. We bring together almost 800 minds across 70 locations. We place trust in our team with real autonomy - the freedom to drive change across products, processes and everything in between. That trust fuels innovation, and the demands of the markets build resilience; we adapt, push forward, and we look after each other while we do it.

That freedom is matched by real investment in growth: we back our people with ongoing learning, hands-on development and the kind of stretch opportunities that turn good careers into great ones.

About the Role

As a Transactions Monitoring Officer, you will conduct daily transaction monitoring, sanctions screening, and ongoing client due diligence. You will analyze non-standard cases, investigate potential red flags, and help maintain the integrity of our AML and sanctions framework.

This is a hands-on role in a fast-moving environment, with real scope to shape how the team works — we are actively adopting automated and AI-assisted compliance tooling, and we want someone who will help drive that.

Reporting Line: Head of AML & Sanctions

Location: Remote

Responsibilities

• Perform day-to-day reviews of client transactions, handle alerts, and support ongoing Client Due Diligence (CDD)
• Conduct Source of Funds (SoF) and Source of Wealth (SoW) reviews, and support initial screening against EU/UK, OFAC, and UN sanctions regimes
• Investigate potential risks and escalate complex or high-risk cases to senior team members with clear documentation and context
• Identify manual bottlenecks and support the adoption of automated and AI-assisted tools to speed up alert handling and reduce false positives
• Stay current with key regulatory requirements (FATF, MiFID II, MAR) and apply them to investigation practice
• Generate data on TM metrics and support internal quality reviews and regulatory audit preparation

Qualifications

• Bachelor's degree in Finance, Law, Economics, or a related field
• 1–3 years of experience in AML or transaction monitoring, ideally in brokerage, fintech, or wider financial services
• Solid foundational knowledge of AML, CTF, and sanctions regimes (OFAC, EU, UN)
• Clear written and verbal communication, with the ability to document a case so that someone else can pick it up
• Strong attention to detail and the ability to work through complex transaction flows

Personality / Mindset

• Integrity & loyalty
• Team player with advanced communication and collaboration skills
• A hands-on, can-do attitude - always looking for solutions and thinking out of the box
• Overachiever mentality
• Capability to work and succeed in a fast-paced and ever-changing environment

We Offer*

• Competitive salary 
• Corporate benefits (choose your preferred options)
• Truly inspiring culture, pleasant and informal work environment
• Ongoing education & training programs
• Opportunity to network and connect at corporate events
• Global career opportunities

*Benefits/perks vary depending on the nature of your employment with the company and the country where you work

EXANTE is a global prime broker backed by proprietary technology and dedicated service. All regulated group companies and fully controlled affiliates and subsidiaries are committed to compliance with data protection laws, including the GDPR. We process personal data in line with the GDPR principles of fairness, purpose limitation, transparency, data minimisation, storage limitation and deletion, accuracy, confidentiality and integrity, and accountability. We rely on legitimate interests to assess and manage your application, after determining that our interests are not overridden by your rights and interests. You have the rights of access, rectification, data portability, erasure, restriction of processing, and objection to processing. To exercise your rights or contact our Data Protection Officer, please see our GDPR policy at https://exante.eu/gdpr/.

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