Senior Transactions Monitoring Officer

Who we are

We are a global wealth-tech company powering the next generation of trading. We deliver cutting-edge centralised trading solutions and robust B2B financial infrastructure. Our proprietary trading platform offers clients seamless access to stocks, ETFs, bonds, futures, options, swaps, funds, and currency pairs- all within a single, multi-currency account.

We believe in the boundless flow of capital and information. Whilst developing EXANTE, we saw technology as a means to improve global connectivity of the financial services industry. Over the years, we have earned a reputation for providing superior service and for getting the results our clients and customers want. 

Most importantly, people have come to know us for our technological insights and focus on privacy. Our inspiration stems from the talent and ambition of our clients. We are offering an ecosystem of financial products and services that would provide the most tailored assistance to traders. 

 

Our culture

Everything at EXANTE starts with our people. We bring together 600+ minds from 65 nationalities across 70 locations. We place trust in our team with real autonomy - the freedom to drive change across products, processes and everything in between. That trust fuels innovation, and the demands of the markets build resilience; we adapt, push forward, and we look after each other while we do it. 

That freedom is matched by real investment in growth: we back our people with ongoing learning, hands-on development and the kind of stretch opportunities that turn good careers into great ones. Here, progression isn’t something you wait for - it’s something you’re actively supported to pursue. 

About the Role 

 

As a Senior TM Officer, you will serve as a subject matter expert, leading complex investigations and driving the evolution of our AML/Sanctions framework. You will bridge the gap between traditional compliance and modern technology by leveraging AI and automation to enhance team efficiency and accuracy.

The Senior TM Officer acts as a subject matter expert for client TM, sanctions screening, and non-standard cases. You will stay current with regulatory and overall AML/Sanctions requirements (e.g., KYC, Sanctions regimes) and ensure this knowledge is disseminated to the team.

Reporting Line: Head of AML & Sanctions

Worksite: Remote 

 

Responsibilities

• Advanced Investigations: Conduct end-to-end monitoring for complex deposits, WD, securities trading.
• Advisory & Mentorship: Act as the primary escalation point, providing technical guidance and coaching to junior officers.
• Innovation & Automation: Identify process bottlenecks and implement AI-driven or automated solutions to optimize TM workflows.
• Risk Mitigation: Perform in-depth SoF/SoW analysis and manage high-level sanctions escalations (EU/UK, OFAC, UN).
• Regulatory Intelligence: Interpret and disseminate updates on FATF, MiFID II, and MAR to ensure team alignment.
• Reporting: Prepare data-driven reports on TM metrics and support regulatory audits.

Qualifications 

• Bachelor’s Degree in Finance, Law, Economics, or a related field.
• 3–5+ years in AML/TM, ideally within brokerage, trading, or fintech.
• Tech Stack: Proven experience with TM systems (e.g., ComplyAdvantage, WorldCheck) and AI-enhanced compliance tools.
• Automation Mindset: Demonstrated experience in reviewing existing processes to improve speed and quality through automation.

Skills & Competencies

• Attitude: Proactive, solutions-oriented mindset capable of driving process improvements.
• Analytical Depth: Ability to decode complex client structures and cross-border flows.
• Leadership: Strong interpersonal skills for mentoring and collaborating with senior management.
• Certifications: ACAMS, ICA, or CGSS is highly preferred.
• Ethics: Unwavering integrity and discretion. Exceptional attention to detail and strong case documentation skills.

Efficiency & Innovation

• Process Optimization: Skilled at identifying manual bottlenecks and redesigning workflows for maximum speed and accuracy.
• AI & Automation Literacy: Ability to leverage AI tools and automated logic to reduce "false positives" and streamline alert handling.
• Data-Driven Decision Making: Capacity to interpret large datasets and TM metrics to identify emerging risk trends.

Personality / Mindset 

• Team player with advanced communication and collaboration skills 
• A hands-on, can-do attitude - always looking for solutions and thinking out of the box
• Overachiever mentality 
• The capability to work and succeed in the fast-paced and ever-changing environment 

 

We Offer*

 

• Competitive salary that reflects your experience and the value you bring.
• Flexibility that fits your life — work from home, from our office, or a mix of both. You decide what works best.
• Flexible benefits package — choose the options that suit your life, not a one-size-fits-all bundle.
• A genuinely good place to work — an informal, collaborative culture where ideas are heard and bureaucracy stays out of your way.
• Continuous learning — ongoing training, education programs, and the support to deepen your expertise in a fast-moving industry.
• Connection beyond your desk — events that bring our teams together to network and celebrate.
• Global exposure — work side by side with talented colleagues from all over the world, across a business serving clients in 100+ countries.

EXANTE  is a global prime broker backed by proprietary technology and dedicated service. All regulated group companies and fully controlled affiliates and subsidiaries are committed to compliance with data protection laws, including the GDPR. We process personal data in line with the GDPR principles of fairness, purpose limitation, transparency, data minimisation, storage limitation and deletion, accuracy, confidentiality and integrity, and accountability. We rely on legitimate interests to assess and manage your application, after determining that our interests are not overridden by your rights and interests. You have the rights of access, rectification, data portability, erasure, restriction of processing, and objection to processing. To exercise your rights or contact our Data Protection Officer, please see our GDPR policy at https://exante.eu/gdpr/.

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