Compliance Associate(JP & CN)

Third Bridge is a leading global research firm established in 2007, with a team of over 1,500 employees worldwide dedicated to fueling decisions with expert insights. We accelerate and enhance decision-making for investors and business leaders by unearthing unique expert insights across multiple sectors, geographies, and topics.

For nearly 20 years, we’ve helped clients access knowledge on demand from experts, in-person and through our Library covering over 65,000 companies.

Company Overview

Third Bridge was founded on the belief that human insights derive intelligent investment decisions. 

To make the right investment decisions, our clients require access to the most relevant experts and their insights - we enable this through private consultations and exclusive content drawn from expert interviews.

Our clients consist of some of the largest private equity funds, hedge funds, mutual funds and management consulting firms, who are serviced by a team of over 1500 employees located across eight global offices.

Third Bridge operates in a global, multi-billion dollar market with double digit annual growth and has consistently received accolades for Great Places to Work and the top 100 fastest growing companies.

Position Overview

At Third Bridge, our Compliance framework is an integral part of our business and we are looking to hire a Compliance Associate dedicated to Third Bridge’s Content department to join our Compliance team in Shanghai. 

 

Third Bridge content involves an array of interview formats with industry experts and transcripts of those interactions are made available to our clients through our portal.  This is a fast-paced role with a focus on problem solving, attention to detail, stakeholder engagement and results to ensure that content is compliant with legislative and regulatory requirements, as well as with our internal policies. 

Responsibilities

• Reviewing and approving the proposed subject matters of interviews and experts
• Reviewing and approving Chinese/Japanese interview transcripts, specifically to identify confidential information and any potentially  inappropriate content
• Working with in-house analysts to finalize content for publication ensuring compliance with internal processes and procedures
• Answering day-to-day compliance queries from business units and clients
• Delivering compliance training to new and existing employees
• Working on ad-hoc projects as directed by management
  
  

Skills

• Bilingual-English & Japanese language is mandatory (Japanese-Language Proficiency Test N1/N2 certificate holder is highly preferred)
• Organized with excellent attention to detail for proofreading and identifying compliance issues
• Ability to understand and interpret complex financial concepts from a compliance perspective
• Ability to develop strong working relationships across the organization, working with all levels and all offices globally

Qualifications

• Bachelor's Degree at least  with 1- 3 years relevant experience in compliance or legal field
• Previous compliance experience within financial services highly desirable but not essential 

Working Hours:

9am-6pm, Monday to Friday. 

Additional Information

What you can expect

• Competitive salary
• Hybrid working
• Medical and life insurance
• Personal annual learning and development budget
• 2 days’ off per year for Community/Corporate Social Responsibility activity
• 2 personal days - for when life throws you a curveball
• Summer Fridays - so you have more time to enjoy the weather
• Work from Anywhere - visit family or extend your holiday by working abroad in approved countries from up to one month each year

Third Bridge values your trust and is committed to the responsible management, use, and protection of personal information. By submitting a Third Bridge job application, I hereby provide Third Bridge (including Third Bridge's affiliates and relevant third-party suppliers) with my consent to collect, store and process my personal information for the purpose of recruitment administration, as well as to share such personal information with third parties for the same purpose, in accordance with the Candidate Privacy Notice.

We know that to be truly innovative, we need to have a diverse team around us. That is why Third Bridge is committed to creating an inclusive environment and is proud to be an equal opportunity employer. If you are not 100% sure if you are right for the role, please apply anyway, and we will be happy to consider your application.