Back to jobs
New

Compliance Analyst

Sydney, Australia

Our APAC Compliance team works closely with our Trading and Technology teams in order to manage the regulatory risks of our trading activities across multiple jurisdictions, particularly in the Asia-Pacific region. As a Compliance Analyst at IMC, you will assist with our day-to-day compliance operations, monitoring and review functions, and key compliance initiatives. Your role will cover many different aspects of IMC’s compliance program, requiring you to work with people across all areas of the business.

Your Core Responsibilities: 

  • Joining a highly skilled and experienced team of Compliance professionals to drive IMC’s regulatory vision and compliance efforts across the region.
  • Promoting IMC’s Compliance culture, awareness of regulatory developments, and best practices within the business.
  • Monitoring and reviewing applicable laws, rules and regulations to identify new compliance requirements.
  • Communicating with Brokers and Exchanges in relation to trader registration, conducting reviews, and keeping up to date records. 
  • Developing, maintaining, and reviewing written policies and procedures, training presentations, and associated materials.
  • Conducting periodic reviews of internal compliance with policies and procedures, and reporting of the results to management.
  • Conducting necessary tasks for IMC’s AML procedures.
  • Communicating with regional compliance teams on global issues and projects.

Your Skills and Experience:

  • 1.5 to 4 years of experience in financial markets compliance at a Trading Firm, Broker, Regulator, Exchange, or similar role.
  • Degree qualified in Finance, Commerce, Business, Law, or a related discipline.
  • Strong attention to detail and analytical/problem solving skills.
  • Strong interpersonal, organisational, and time management skills.
  • Ability to work both independently and in teams.
  • Ability to communicate complex ideas or concepts clearly.
  • Willing to learn and take responsibility for required tasks and projects.

About Us

IMC is a research-driven trading firm where quantitative modeling, machine learning, and engineering shape how modern markets are traded. A stabilizing force in markets since 1989, we provide liquidity across trading venues, delivering the best outcome in value and risk management to investors. Using our own technology and capital, we build proprietary systems and algorithms that operate across global markets. Our researchers, traders, and engineers work as a collective, combining rapid experimentation, advanced infrastructure, and real-time feedback to turn insight into execution and execution into advantage.

 

Create a Job Alert

Interested in building your career at IMC? Get future opportunities sent straight to your email.

Apply for this job

*

indicates a required field

Resume/CV*

Accepted file types: pdf, doc, docx, txt, rtf

Education

Select...
Select...
Select...
Select...

Please read the terms and conditions of the IMC Privacy Statement.

Select...

Please read the terms and conditions of the IMC Confidentiality Acknowledgement.

IMC APAC Voluntary Disclosure

IMC is an equal opportunity employer. IMC prohibits discrimination of any type and affords equal employment opportunities to applicants without regard to race, color, religion, sex, pregnancy, sexual orientation, gender identity and expression, national origin, age, disability, and/or any other categories protected by applicable local law. Completion of this section is voluntary and will not affect your opportunity for employment or the terms or conditions of your employment. If you require adjustments to your working arrangements or the recruitment process, please let us know when applying. The data collected from these questions will be stored separately from your individual application and will be kept confidential.

 

Select...